Leadership

 

Chance Mims | Chief Executive Officer

Member – Operating Committee

Chance Mims | Chief Executive Officer

Mr. Mims founded Academy Securities in 2009 and provides overall leadership, strategy, and direction as Academy’s Chief Executive Officer and majority controlling shareholder. Immediately prior to launching Academy Securities, Mr. Mims founded and led a San Diego, California- based boutique real estate brokerage, mortgage, and property management firm. For a period of five years with that firm, Mr. Mims focused on investing in, advising on, financing, and managing real estate assets throughout the United States. Earlier in his civilian career, Mr. Mims was an executive and project manager at Home Depot. While with Home Depot he led a Six Sigma non-continental store profitability project that resulted in millions of dollars in annualized savings. Also at Home Depot, Mr. Mims was a regional project manager for a $400 million capital investment that resulted in an 80% increase in comparable store sales.

Previously, Mr. Mims served as a naval officer onboard the USS SENTRY MCM-3 and the USS JOHN PAUL JONES DDG-53 guided missile destroyer enforcing UN sanctions against Iraq and taking part in the initial strikes into Afghanistan during OPERATION ENDURING FREEDOM.

Mr. Mims holds a B.S. in Economics from the U.S. Naval Academy and an MBA from the Kelley School of Business at Indiana University. Mr. Mims is a licensed California Real Estate Broker, and holds his FINRA Series 7, 24, and 63 licenses.

Phil McConkey | President

Member – Operating Committee

Phil McConkey | President

Mr. McConkey is the President and a Partner at Academy, responsible for overall leadership and overseeing daily operations, as well as business development and equities. Following careers in the military and the National Football League, Mr. McConkey embarked on a financial services career that has spanned over two decades. He has experience in the fields of asset management, trading, alternative investment strategies, and investment banking. He has worked for firms such as Wells Fargo Bank, Deutsche Bank and BNP Paribas. Mr. McConkey played six years in the NFL following his military service and is best remembered for his touchdown catch in Super Bowl XXI for the New York Giants. He also played for the Green Bay Packers, Arizona Cardinals and San Diego Chargers. In addition, he was a broadcaster for the New York Giants, CBS Sports, and FOX NY, where he won two New York Sports Emmys for his work on “Giants Today.”

Mr. McConkey holds a B.S. in Engineering from the U.S. Naval Academy.  He also has FINRA Series 7, 24, 63, 65 and 55 licenses.

Douglas Greenwood | Chief Operating Officer

Member – Operating Committee

Douglas Greenwood | Chief Operating Officer

Mr. Greenwood is Chief Operating Officer and Partner at Academy responsible for our operations and governance. He brings over 30 years of investment banking and compliance expertise to the firm. He is also President and Chief Executive Officer of Pickwick Capital Partners LLC, a FINRA-SIPC registered broker/dealer. Prior to Pickwick, Mr. Greenwood was Managing Director of Investment Banking and subsequently President at Trautman Wasserman & Co., Inc. Earlier in his career, he worked at Alex Brown & Sons Inc. and its successor firm Deutsche Bank Alex Brown. Mr. Greenwood finished his tenure there as Managing Director in the corporate executive services group.

Mr. Greenwood earned a B.A. from Princeton University and holds his Series 4, 7, 24, 52, 63, 79 and 99 licenses.

Anthony Graham | Chief Financial Officer

Member – Operating Committee

Anthony Graham | Chief Financial Officer

Mr. Graham is Chief Financial Officer and Partner at Academy contributing overall leadership and overseeing all Treasury Operations. Mr. Graham joined Academy Securities from Academy Properties Inc. where he was a Partner, managing all real estate brokerage transactions, mortgage origination, and property management operations firm-wide. Previously, Mr. Graham worked for Lehman Brothers, Inc. as a Sales Associate in fixed income trading, specializing in bond and credit default swap transactions on behalf of institutional clients.

Prior to this, he was a Commissioned Officer of the United States Navy and served as a Division Officer on board the USS JOHN PAUL JONES DDG 53 guided missile destroyer and USS THACH FFG 43 guided missile frigate where he completed two deployments to the Persian Gulf enforcing UN sanctions against Iraq.

Mr. Graham is a graduate of the U.S. Naval Academy and holds an MBA in Finance from Columbia Business School. He holds his FINRA Series 7, 24, 27, 52, 53 and 63 licenses.

Michael Boyd | Chief Compliance Officer

Member – Operating Committee

Michael Boyd | Chief Compliance Officer

Mr. Boyd is Chief Compliance Officer for Academy and responsible for all of the firm’s regulatory and compliance matters. Mr. Boyd has extensive compliance experience, having served in varying compliance roles for several broker-dealers and hedge funds including Schwab Capital Markets, Thales Fund, CJM Securities and Labrador R.I.T. His previous positions have included everything from providing firm-wide compliance leadership and supervisory authority to project specific work. Mr. Boyd is experienced in managing the entire FINRA membership process, handling inspections, managing CRD filings, monitoring all forms of communications and responding to ad hoc requests from regulators. His knowledge base includes equities, futures and options, as well as various derivative products on both the buy- and sell- sides. Mr. Boyd has ensured compliance with new and existing regulations including Dodd Frank. He has also performed market surveillance, approved employee trading activities, and created firm compliance departments from the ground-up.

Mr. Boyd served as an officer aboard a naval tank landing ship with deployments in the Middle East and East Africa, for which he was awarded the South West Asia Service Medal.

Mr. Boyd graduated from the U.S. Naval Academy with a B.S. in Engineering and served as a Surface Warfare Officer in the U.S. Navy. He holds his Series 4, 7, 24, 55, 63 and 79 licenses.

Major General (Ret.) James A. “Spider” Marks | Head of Geopolitical Strategy
Major General (Ret.) James A. “Spider” Marks | Head of Geopolitical Strategy

Major General James A. “Spider” Marks is Head of Geopolitical Strategy and Academy Securities’ Senior Advisory Board Member. General Marks is the Founder and President of The Marks Collaborative, an advisory for corporate leader development, education and training and has led entrepreneurial efforts in global primary research and national security. He served over 30 years in the Army holding every command position from infantry platoon leader to commanding general and was the senior intelligence officer in the LA Riots, the Balkans, Korea, and Operation Iraqi Freedom. He culminated his career as the Commanding General of the US Army Intelligence Center and School at Fort Huachuca, Arizona. He has been awarded the Distinguished Service Medal, the Defense Superior Service Medal, Legion of Merit with Oak Leaf cluster, Bronze Star, and multiple combat, expeditionary and service ribbons. General Marks is a Master parachutist, authorized to wear Korean and Canadian Airborne wings, Air Assault qualified, and Honor Graduate of the US Army Ranger School. General Marks is a national security contributor to CNN and member of the Military Intelligence Hall of Fame.

Steve Chaires | Managing Director, Head of Fixed Income

Member – Operating Committee

Steve Chaires | Managing Director, Head of Fixed Income

Mr. Chaires, Managing Director and Head of Fixed Income, has overall responsibility for all fixed income trading activities. Mr. Chaires has worked in the securities business for nearly 15 years. He joined Academy Securities from Carolina Capital Markets, an institutional fixed income broker-dealer, where he was co-owner and responsible for all fixed income trading activities and business development. Previously, he was Head of Sales at Capital Data Group, a technology-driven provider of fixed income market data, where he helped build, launch and lead all sales efforts.

Mr. Chaires graduated from University of North Carolina at Chapel Hill with a double major in Economics and Management and Society. He holds his Series 7, 24, 27, 52, 53, 63, and 79 licenses.

Bret Lowry | Managing Director, Co-Head of Capital Markets

Member – Operating Committee

Bret Lowry | Managing Director, Co-Head of Capital Markets

Mr. Lowry leads the Capital Markets group and leverages his in-depth knowledge of the financial services industry, having specialized as an M&A professional with over ten years of experience executing a variety of highly complex transactions. In this capacity, Mr. Lowry most recently worked as a Director in Investment Banking focusing on Consumer & Retail Mergers & Acquisitions at Financo. During that time, he executed both sell-side and buy-side M&A assignments. Prior to that, Mr. Lowry worked as an Investment Banking Vice President in Bank of America Merrill Lynch’s Global Mergers & Acquisitions Group.

Prior to this, Mr. Lowry was a Surface Warfare Officer in the United States Navy, where he completed two Persian Gulf deployments as Maritime Interdiction Visit, Board, Search and Seizure (VBSS) Boarding Officer, Communications Officer and Engineering Officer. During his service, Mr. Lowry was awarded the Navy and Marine Corps Commendation and Achievement Medals for leadership and mission accomplishment in United Nations sanctions enforcement and National Command Authority tasking.

Mr. Lowry is a US Naval Academy graduate and earned his MBA from the University of Southern California. He holds his FINRA Series 24, 63 and 79 licenses.

Spencer Wilcox | Managing Director, Co-Head of Capital Markets
Spencer Wilcox | Managing Director, Co-Head of Capital Markets

Mr. Wilcox is Managing Director, Co-Head of Capital Markets at Academy Securities. Prior to his current role, Mr. Wilcox worked at Jefferies for nearly 5 years having traded a broad array of Fixed Income products including Rates, Municipal Bonds and Investment Grade Corporate Debt.Mr. Wilcox served in the United States Navy. During his service, Mr. Wilcox planned and led over 180 flying missions and over 50 armed missions as a helicopter aircraft commander. In Kabul, Afghanistan, Mr. Wilcox led a 7-man joint team and was instrumental in establishing the first-ever Commando training program for the Afghan government. Mr. Wilcox negotiated with 43 foreign governments, 80 ships and several U.S. government agencies to plan and execute 24 strategic humanitarian missions under U.S. Navy’s Project Handclasp.

Mr. Wilcox is a United States Naval Academy graduate with post graduate work (M.B.A.) at Columbia University – Columbia Business School and University of California, Berkeley, Haas School of Business.

Patrick Perdue | Managing Director, Investment Banking
Patrick Perdue | Managing Director, Investment Banking

Mr. Perdue, Managing Director, Investment Banking at Academy is a member of the investment banking group. Mr. Perdue joined Academy from Northern Value Partners, a middle market investment banking advisory firm which he co-founded. Prior to Northern Value Partners, Mr. Perdue worked in the Financial Restructuring Group at Houlihan Lokey in New York where he acted as financial advisor to both creditors and debtors in restructuring transactions. While at Houlihan Lokey, he participated in restructuring over $2 billion of debt in various in and out of court situations. Previously, he began his investment banking career at JPMorgan, and its predecessor company, Bear Stearns, in the Leverage Finance and Financial Sponsor Groups. At JPMorgan he originated, structured and executed high yield bond and leveraged loan transactions related to leveraged buyouts, corporate M&A transactions, debt refinancings and dividend recapitalizations, which raised over $1.8 billion.Mr. Perdue attended the Naval Nuclear Power School and subsequently served as an officer on five strategic nuclear patrols aboard the USS Maine, a nuclear ballistic missile submarine based in Kings Bay, Georgia.

Mr. Perdue graduated from the United States Naval Academy with a Bachelor of Science, and has an MBA from New York University’s Stern School of Business with a degree in Finance and Accounting. He holds his Series 7, 63, and 79 licenses.

David Myers | Director, Business Development
David Myers | Director, Business Development

Mr. Myers is the Director of Business Development and is tasked with growing the company’s Sales & Trading, Equity & Debt Capital Markets, Investment Banking and Public Finance businesses. Mr. Myers joined Academy Securities in October of 2014 from J.P. Morgan.Mr. Myers served in the United States Marine Corps. As a Lieutenant in the Marine Corps he deployed twice to Iraq in support of Operation Iraqi Freedom; first as a Ground Intelligence Officer and second as a Rifle Platoon Commander, where he participated in Operation Vigilant Resolve in the city of Al Fallujah. Mr. Myers is a Purple Heart recipient and ended his service in 2005. Since leaving the Corps Mr. Myers has remained very involved in military charities and currently sits on the Board of Directors of the Marine Corps Law Enforcement Foundation, which provides college scholarships for the children of service members that have been KIA. Mr. Myers also mentors returning combat veterans through his participation with American Corporate Partners.

Mr. Myers graduated with a M.B.A. from the NYU Stern School of Business and a B.A. from Bucknell University. He holds Series 7 and 63 licenses, lives in New York, NY and his hobbies include skiing, golf, cycling and mountain biking.

Rick Kolman | Managing Director, Head of the Municipal Securities Group

Member – Operating Committee

Rick Kolman | Managing Director, Head of the Municipal Securities Group

Mr. Kolman, Managing Director and Head of the Municipal Securities Group, is a 35 year veteran of the Municipal Securities Industry. Mr. Kolman spent the majority of his career at Goldman Sachs serving as Manager of the New Issue desk (overseeing the pricing of over $100 billion in debt). In his final years at Goldman Sachs, he was Co-Head of the short and long term sales, trading, underwriting and derivative business for the Municipal Department. He retired from Goldman Sachs in 2008 and worked with Macquarie Bank developing a startup financial guaranty company (called Municipal and Infrastructure Assurance Company) and served as the Vice Chairman. Mr. Kolman then joined US Bancorp in May of 2010 as Head of the Municipal Securities Department and was tasked with building out a full service Municipal team. Mr. Kolman served on the Municipal Securities Rulemaking Board (MSRB) as well as the Executive Committee of the Securities Industry and Financial Markets Association (SIFMA) where he was Chairman of the Municipal Division.

Mr Kolman received the SIFMA Lifetime Achievement Award in 2007. He received a BS from Villanova University and an MBA from New York University in Finance. He holds his FINRA Series 7, 24, and 53 licenses.

Frank Paul | Managing Director, Public Finance
Frank Paul | Managing Director, Public Finance

Mr. Paul is Managing Director at Academy overseeing the Public Finance Group in Academy’s Chicago office. Mr. Paul joined Academy from Blaylock Robert Van after spending more than 30 years as a Chicago-based public finance banker. Over the course of his career he established and developed public finance offices for several firms. Mr. Paul has senior level experience in managing deals for every major Chicago area issuer as well as the States of Illinois, Indiana, Iowa, Ohio, Missouri, Kansas, Kentucky and Michigan. He has completed more than 450 separate transactions as a managing underwriter raising more than $60 billion for state and local government issuers primarily in the Midwestern region. He has led public finance efforts in Chicago for a number of firms including Prudential Securities, Jeffries (formerly First Albany), Principal Securities and Rodman & Renshaw. He began his career at First Chicago bank (now JP Morgan).Mr. Paul graduated from Wabash College with a concentration in Political Science and received an MBA from the Northwestern University Kellogg School of Management with a concentration in Finance and Marketing. Mr. Paul currently serves on the Illinois Local Government Advisory Commission for the Illinois State Comptroller. He is also on the Board of Governors for the City Club of Chicago. Mr. Paul holds FINRA Series 7, 53 and 63 licenses.

Francis B. McKenna | Director, Municipal Finance
Francis B. McKenna | Director, Municipal Finance

Mr. McKenna is a Director in the Municipal Finance Group focused on developing negotiated bond business in the Eastern part of the nation, with a particular emphasis on the Northeast and New York. He has over 30 years of experience working as a Public Finance Banker at such firms as Merrill Lynch, Bank of America, Citibank, Raymond James and Roosevelt & Cross. He has spent the bulk of his career focusing on the major municipal debt issuers in the northeast, especially New York State. Mr. McKenna has served as the Senior Banker for such issuers as the City of New York, the Metropolitan Transportation Authority, the Dormitory Authority of the State of New York, the New York Power Authority, the New York State Thruway Authority, the Empire State Development Corporation, the City of Yonkers and the County of Westchester. He has worked with most types of municipal debt issues including multi and single family housing, health care, education, economic development, transportation. public power, not-for-profit, and general obligation borrowers. Mr. McKenna has served on a variety of Public Boards including the Roosevelt Island Development Corporation, State University of New York Construction Fund, Municipal Forum of New York, New York Transit Museum, and New York Science and Technology Foundation. He also served as the Chairman of the Westchester County, New York Planning Board and as an Associate Board Member of the Metropolitan Opera of New York.Mr. McKenna graduated with a Masters Degree in Urban Planning from New York University and BA in history from Fairfield University in Connecticut. He holds his Series 52 license.

Curtis Harris | Managing Director, Public Finance
Curtis Harris | Managing Director, Public Finance

Mr. Harris is a Managing Director in Public Finance at Academy Securities. His primary responsibilities include coverage of clients in the Southwest region of the country. He has served as a senior banker for Texas clients including Dallas Independent School District, the City of Houston, the North Texas Tollway Authority and the City of Tyler among others. Throughout his career he has participated in numerous venues sharing his infrastructure expertise at industry conferences and client presentation though out the country.

He is a graduate of the United States Military Academy at West Point where he earned a BS in Mechanical Engineering and was commissioned a Second Lieutenant in the U.S. Army Ordnance Corp. Upon completion of his military commitment Mr. Harris resigned as a Captain and matriculated into the University of Pennsylvania’s Wharton School where he earned an MBA in Finance and Marketing.

Mr. Harris is a Municipal Principal holding FINRA Series 7, 63 & 53. He resides in New York City and serves on a variety of local public boards.

Elizabeth Tolomeo | Managing Director
Elizabeth Tolomeo | Managing Director

Ms. Tolomeo joined Academy as Managing Director responsible for business development, and also serves as the Branch Office Manager for the firm’s Chicago office. She began her career in the financial industry in 1987 with Morgan Stanley Asset Management. Initially she was responsible for managing the firm’s consultant databases and marketing, then ultimately moved into portfolio administration, implementation, and trading. In 1996, she took her trading skills to the sell-side to Berean Capital, where she provided equity execution to investment managers and public funds. The firm later acquired Jackson Securities, which subsequently was acquired by Atlanta Life Financial Group. She remained with the firm until 2008, after which she joined Melvin Securities as Director of Trading and Operations. Throughout her career, her primary focus has been on providing execution and support to public funds, either directly or through their investment managers.Ms. Tolomeo received an Associate Degree in Computer Science from Chicago’s Loop College. She has served on the Advisory Board of the Securities Traders Association of Chicago for many years and is currently serving on the Board of Directors. Additionally, she is active in her community, having worked to obtain federal funding to aid in implementing a Safe Routes to School program in her area. Ms. Tolomeo holds her Series 7, 24, 55, 63, and 99 licenses.

Jamie Atwell | Director
Jamie Atwell | Director

Mr. Atwell, Director is responsible for the firm’s global execution services. Mr. Atwell has spent over 22 years trading equities globally, 17 of which he spent on the buy-side. He joined Academy Securities from Stuart Frankel & Company where he was the Head of West Coast Equity Trading. Prior to that, he was Partner and Head of Global Equities at Nicholas Investment Partners and Head of Trading at American Express Asset Management. Previously, he was Partner and Head of Global Equity Trading at Nicholas Applegate Capital Management and prior to that Head of OTC Trading at AIM Investments.Mr. Atwell graduated with a B.S. in Finance from the University of Houston. He holds his Series 7 and 63 licenses.